A Breakdown of Indirect and Direct Functional Behavior Assessments (FBA)

Functional Behavior Assessments (FBA) play a crucial role in identifying the reasons behind specific behaviors and guiding the development of effective intervention strategies. There are two main types of FBAs: Indirect FBA Procedures and Direct FBA Procedures. Let’s explore both methods and how they contribute to understanding and addressing behavior.


Indirect FBA Procedures

Indirect FBAs involve gathering information about a person’s behavior through sources other than direct observation. These procedures can include reviewing medical and educational records, conducting interviews with family members or caregivers, and using standardized rating scales.

Here’s a breakdown of key components of indirect FBAs:

1. Record Reviews

Reviewing existing records provides insight into any previous interventions, treatments, or environmental factors that may be influencing behavior. This information is valuable for understanding medical conditions, triggers, or prior behaviors that may be related to the current issue.

2. Interviews

Family members, caregivers, and educators can offer valuable perspectives on an individual’s behavior patterns and possible triggers. These interviews help identify environmental, emotional, or social factors contributing to behavior.

3. Rating Scales

Standardized tools like the Functional Assessment Screening Tool (FAST) allow behavior analysts to gather systematic information from those familiar with the individual. These scales assess the frequency, severity, and possible motivations behind maladaptive behaviors, offering additional context to the behavior.

When Indirect FBAs Are Useful:

  • When direct observation is not feasible.
  • When the behavior occurs infrequently.
  • When behavior happens in multiple settings and there is a need to gather information from various sources.

Though indirect procedures involve minimal direct interaction with the individual, they are essential for developing hypotheses about the behavior and shaping further assessments and interventions.


Direct FBA Procedures

Direct FBA procedures involve real-time observation of an individual’s behavior. These methods are designed to capture the exact factors that trigger and maintain maladaptive behaviors. By observing behaviors as they happen, behavior analysts gain critical data to develop targeted interventions.

Types of Direct Observation Procedures:

  • Rate Recording: Counting how often a specific behavior occurs in a given time frame.
  • Duration Recording: Measuring how long a behavior lasts during an observation.
  • Inter-Response Time Recording: Tracking the time between occurrences of a behavior.
  • Latency Recording: Recording the time between a stimulus (e.g., a demand) and the individual’s behavior.
  • Interval Recording: Dividing the observation period into intervals and noting whether the behavior occurs during each time interval.

ABC (Antecedent-Behavior-Consequence) Data Collection

ABC data collection is a core component of direct observation and focuses on identifying the triggers and outcomes of a behavior. Here’s how it works:

  • Antecedent: The event or situation that occurs immediately before the behavior. This could be a change in environment, a noise, or an instruction.
  • Behavior: The actual observable action, such as yelling, hitting, or running away.
  • Consequence: The immediate event that follows the behavior, which could reinforce or discourage the behavior. Consequences might include praise, reprimands, or being removed from the environment.

By systematically recording these elements, behavior analysts can identify patterns and determine the function of the behavior. For example, is the behavior motivated by a need for attention, or is it a way to escape demands?

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